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Get it Right with Broadridge
  • Millions of data points
  • 24,000+ fund CUSIPs
  • 100s of new filings daily
  • and new regulations on the horizon
How do you manage all of that? Your firm doesn't have time to review every prospectus or supplement update. Even if you had the staff and time, how do you find the right information off EDGAR? Broadridge finds, tags, and associates all documents on EDGAR by fund CUSIP and maintains a proprietary database that's scalable and always up to date. We provide the most timely and accurate data and documents available in the industry because we rigorously update and quality-check the information every single day. That's the Broadridge difference!
Solution Finder
Broadridge Solution Finder (MOUSEOVER LIST BELOW TO SEE SOLUTION)
Reduce prospectus delivery costs
Increase e-consent rates
Reduce page count and costs
Easy, low-cost prospectus delivery
Product Prospectus Express
  • Reduce cost and page count with e-delivery
  • Implement e-delivery within 8-10 weeks
  • All documents updated daily from EDGAR
Product Total E-Consent Solution
  • Implement e-consent with a market leader
  • Customize and monitor your consent marketing strategy
  • Meets both E-SIGN and FINRA requirements
Product Portfolio-Specific Printing
  • Achieve significant savings on your next print run
  • Broadridge's "Intelligent Delivery" saves paper, postage and trees
  • Deliver information relevant to investors and nothing more!
Product Digital Direct
  • Send the latest prospectus on CD instead of paper
  • Automatically updates URLs to ensure compliance
  • An electronic solution without implementing
    e-delivery
Product Virtual Document Warehouse
  • A Web-based solution for easy prospectus maintenance
  • Always "in stock," always up-to-date prospectus inventory
  • Preserves control of document management at your firm
Implement the Summary Prospectus
on Day 1
Maximize savings for document delivery
Offer an e-solution for the Summary
Prospectus
Put the Summary Prospectus on CD
Product Portfolio-Specific Printing
  • Deliver via digital print on demand
  • Reduce postage by combining the Summary Prospectus and trade confirm in a single envelope
  • Help meet compliance requirements with web access to the statutory prospectus and SAI
Product Intelligent Delivery Services
  • Our blended solution can offer significant savings over traditional offset print
  • Reduce postage by combining the Summary Prospectus and trade confirm in a single envelope
  • Migrate investors to e-delivery for greatest cost savings
Product Virtual Document Warehouse
  • Print-ready, PDF documents downloaded via the Web
  • Covers all SEC-filed Summary Prospectuses on EDGAR
  • Always "in stock," guaranteed compliant document delivery
Product Prospectus Express
  • The lowest cost delivery option that's investor preferred
  • Covers all SEC-filed Summary Prospectuses on EDGAR
  • Trust the industry's leading electronic prospectus delivery service
Product Digital Direct
  • The quickest, easiest path to "e-delivery" - Summary Prospectuses on CD
  • Reduce document delivery costs and help ensure compliance
  • "Live" URLs automatically update documents
Boost advisor productivity and
increase revenues
Provide suitability analysis at the
point-of-sale
Simplify 529 Plan sales and compliance
Help reduce investor disclosure costs and
business risks
Product FundPOINT Desktop
  • Empower advisors to sell more funds in less time and at a lower cost
  • Improve back-office operatons with increased accuracy while reducing risk
  • Strengthen competitiveness with an industry-leading solution
Product FundPOINT Desktop Share Class Analyzer
  • Create suitability share class scenarios on the fly
  • Better inform investors and help meet compliance obligations
  • Print or email a point-of-sale disclosure form
Product FundPOINT Desktop and Data for 529 Plans
  • Increase revenues by simplifying 529 Plan transactions
  • Capture multi-layers of plan information with one utility
  • Help meet MSRB and FINRA 529 Plan compliance requirements
Product FundPOINT Data
  • Covers over 24,000 U.S. open-end mutual funds and related share classes
  • Improve operational efficiency with data that is EDGAR-sourced, updated daily
  • Reduce exposure to risk and NIGO trades
Product FundPOINT Retirement Focus Data
  • Superior fund selection, filtering, monitoring and reporting
  • Improve your competitive advantage with prospectus-based data
  • Optimize revenue sharing opportunities
Solution FinderSummary Prospectus Information Center

Upcoming Events


OneVoice 2012: FSI Broker-Dealer Conference
January 23-25, 2012
Omni ChampionsGate Resort
Orlando, FL


MORE EVENTS

Broadridge Summary Prospectus Index

Request a complimentary copy of our Summary Prospectus Index to track monthly updates on summary prospectus adoption for mutual funds and variable annuity sub funds.
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Broadridge Summary Prospectus Index

Please provide the following to request our Summary Prospectus Index